Notice Rule

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Submit a Comment on SR-NASD-2005-095

Title

Release Number

34-52280

SEC Issue Date

Aug. 17, 2005

Federal Register Publish Date

Aug. 25, 2005

Document Citation

70 FR 49959

Resources

Notice Rule: SEC Issued Version (pdf 43.15 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53024

View Received Comments

Last Reviewed or Updated: Aug. 17, 2005

Resources

Notice Rule: SEC Issued Version (pdf 33.94 KB)

Notice Rule: Federal Register Version

Rel. No. 34-52280

Details

Public Comments Due

Sept. 15, 2005

File Number

SR-NASD-2005-095

Rule Type

Notice

Release Number

34-53024

SEC Issue Date

Dec. 27, 2005

Federal Register Publish Date

Jan. 3, 2006

Document Citation

71 FR 159

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities

Public Comments

Notice Rule (34-52280)

Resources

Resources

Details