Order Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on "Limited Size and Resources" Exception

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

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Title
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on "Limited Size and Resources" Exception
Release Number
34-52195
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 46242

Resources

Notice Rule: SEC Issued Version (pdf 109.43 KB)
Notice Rule: Federal Register Version
Rel. No. 34-52799
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Last Reviewed or Updated: Aug. 3, 2005