Order Rule

Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-51935

SEC Issue Date

June 29, 2005

Federal Register Publish Date

July 6, 2005

Document Citation

70 FR 38990

Resources

Notice Rule: SEC Issued Version (pdf 41.14 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53030

View Received Comments

Last Reviewed or Updated: June 29, 2005

Resources

Order Rule: SEC Issued Version (pdf 32.14 KB)

Order Rule: Federal Register Version

Rel. No. 34-51935

Details

Public Comments Due

July 27, 2005

File Number

SR-NASD-2005-066

Rule Type

Order

Release Number

34-53030

SEC Issue Date

Dec. 28, 2005

Federal Register Publish Date

Jan. 5, 2006

Document Citation

71 FR 632

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material

Public Comments

Notice Rule (34-51935)

Resources

Resources

Details