Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 13, 2005

Resources

Notice Rule: SEC Issued Version (pdf 57.22 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 12, 2005

File Number

SR-NASD-2005-062

Rule Type

Notice

Release Number

34-51837

SEC Issue Date

June 13, 2005

Federal Register Publish Date

June 21, 2005

Document Citation

70 FR 35747

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159

Resources

Details