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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 16, 2005

Resources

Notice Rule: SEC Issued Version (pdf 124.09 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 14, 2005

File Number

SR-NASD-2005-061

Rule Type

Notice

Release Number

34-51860

SEC Issue Date

June 16, 2005

Federal Register Publish Date

June 23, 2005

Document Citation

70 FR 36427

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program

Resources

Details