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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: April 11, 2005

Resources

Notice Rule: SEC Issued Version (pdf 96.15 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 5, 2005

File Number

SR-NASD-2005-040

Rule Type

Notice

Release Number

34-51520

SEC Issue Date

April 11, 2005

Federal Register Publish Date

April 15, 2005

Document Citation

70 FR 19977

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption

Resources

Details