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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Feb. 10, 2005

Resources

Notice Rule: SEC Issued Version (pdf 125.89 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 15, 2005

File Number

SR-NASD-2005-021

Rule Type

Notice

Release Number

34-51187

SEC Issue Date

Feb. 10, 2005

Federal Register Publish Date

Feb. 22, 2005

Document Citation

70 FR 8649

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees

Resources

Details