Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Feb. 16, 2005

Resources

Notice Rule: SEC Issued Version (pdf 91.42 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 16, 2005

File Number

SR-NASD-2005-015

Rule Type

Notice

Release Number

34-51215

SEC Issue Date

Feb. 16, 2005

Federal Register Publish Date

Feb. 23, 2005

Document Citation

70 FR 8864

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program

Resources

Details