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Notice Rule

Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Jan. 11, 2005

Resources

Notice Rule: SEC Issued Version (pdf 120.09 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 9, 2005

File Number

SR-NASD-2005-01

Rule Type

Notice

Release Number

34-51025

SEC Issue Date

Jan. 11, 2005

Federal Register Publish Date

Jan. 19, 2005

Document Citation

70 FR 3081

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO

Resources

Details

More in this Section

Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO

Resources

Details