Order Rule

Notice of Filing of Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-51197

SEC Issue Date

Feb. 14, 2005

Federal Register Publish Date

Feb. 18, 2005

Document Citation

70 FR 8414

Resources

Notice Rule: SEC Issued Version (pdf 71.68 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51420

Last Reviewed or Updated: Feb. 14, 2005

Resources

Order Rule: SEC Issued Version (pdf 64.93 KB)

Order Rule: Federal Register Version

Rel. No. 34-51197

Details

Public Comments Due

March 11, 2005

File Number

SR-NASD-2005-003

Rule Type

Order

Release Number

34-51420

SEC Issue Date

March 23, 2005

Federal Register Publish Date

March 29, 2005

Document Citation

70 FR 15968

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K

Notice Rule (34-51197)

Resources

Resources

Details