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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Based on the Value of the Index

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 22, 2004

Resources

Notice Rule: SEC Issued Version (pdf 47.07 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 20, 2005

File Number

SR-NASD-2004-188

Rule Type

Notice

Release Number

34-50916

SEC Issue Date

Dec. 22, 2004

Federal Register Publish Date

Dec. 30, 2004

Document Citation

69 FR 78508

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Based on the Value of the Index

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Based on the Value of the Index

Resources

Details