Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50971

SEC Issue Date

Jan. 6, 2005

Federal Register Publish Date

Jan. 14, 2005

Document Citation

70 FR 2685

Resources

Notice Rule: SEC Issued Version (pdf 144.88 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51213

Last Reviewed or Updated: Jan. 6, 2005

Resources

Order Rule: SEC Issued Version (pdf 101.27 KB)

Order Rule: Federal Register Version

Rel. No. 34-50971

Details

Public Comments Due

Feb. 4, 2005

File Number

SR-NASD-2004-180

Rule Type

Order

Release Number

34-51213

SEC Issue Date

Feb. 16, 2005

Federal Register Publish Date

Feb. 23, 2005

Document Citation

70 FR 8862

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards

Notice Rule (34-50971)

Resources

Resources

Details