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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Repeal of Existing NASD Short Sale Rules in Light of SEC Regulation SHO

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 8, 2004

Resources

Notice Rule: SEC Issued Version (pdf 187.78 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 4, 2005

File Number

SR-NASD-2004-175

Rule Type

Notice

Release Number

34-50822

SEC Issue Date

Dec. 8, 2004

Federal Register Publish Date

Dec. 14, 2004

Document Citation

69 FR 74554

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Repeal of Existing NASD Short Sale Rules in Light of SEC Regulation SHO

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Repeal of Existing NASD Short Sale Rules in Light of SEC Regulation SHO

Public Comments

Resources

Details