Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to Rule 2340 (Customer Account Statements)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-51181

SEC Issue Date

Feb. 10, 2005

Federal Register Publish Date

Feb. 16, 2005

Document Citation

70 FR 7990

Resources

Notice Rule: SEC Issued Version (pdf 94.1 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54411

View Received Comments

Title

Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements

Release Number

34-54411A

SEC Issue Date

Oct. 6, 2006

Federal Register Publish Date

Oct. 17, 2006

Document Citation

71 FR 61115

Resources

Order Rule: SEC Issued Version (pdf 20.86 KB)

Order Rule: Federal Register Version

Rel. No. 34-54411

Rel. No. 34-51181

View Received Comments

Last Reviewed or Updated: Feb. 10, 2005

Resources

Order Rule: SEC Issued Version (pdf 59.8 KB)

Order Rule: Federal Register Version

Rel. No. 34-54411A

Rel. No. 34-51181

Details

Public Comments Due

March 9, 2005

File Number

SR-NASD-2004-171

Rule Type

Order

Release Number

34-54411

SEC Issue Date

Sept. 7, 2006

Federal Register Publish Date

Sept. 13, 2006

Document Citation

71 FR 54105

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to Rule 2340 (Customer Account Statements)

Public Comments

Resources

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to Rule 2340 (Customer Account Statements)

Public Comments

Notice Rule (34-51181)

Resources

Order Rule (34-54411A)

Resources

Resources

Details