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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Linked to the Russell 2000 Index

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Nov. 19, 2004

Resources

Notice Rule: SEC Issued Version (pdf 178.12 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 20, 2004

File Number

SR-NASD-2004-157

Rule Type

Notice

Release Number

34-50710

SEC Issue Date

Nov. 19, 2004

Federal Register Publish Date

Nov. 29, 2004

Document Citation

69 FR 69435

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Linked to the Russell 2000 Index

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Linked to the Russell 2000 Index

Resources

Details