Order Rule

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50539

SEC Issue Date

Oct. 14, 2004

Federal Register Publish Date

Oct. 21, 2004

Document Citation

69 FR 61884

Resources

Notice Rule: SEC Issued Version (pdf 148.01 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50748

Last Reviewed or Updated: Oct. 14, 2004

Resources

Order Rule: SEC Issued Version (pdf 57.42 KB)

Order Rule: Federal Register Version

Rel. No. 34-50539

Details

Public Comments Due

Nov. 12, 2004

File Number

SR-NASD-2004-153

Rule Type

Order

Release Number

34-50748

SEC Issue Date

Nov. 29, 2004

Federal Register Publish Date

Dec. 6, 2004

Document Citation

69 FR 70485

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers

Notice Rule (34-50539)

Resources

Resources

Details