Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the National Association of Securities Dealers, Inc. Relating to an Interpretation of Rule 3350

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 15, 2004

Resources

Notice Rule: SEC Issued Version (pdf 149.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 11, 2005

File Number

SR-NASD-2004-150

Rule Type

Notice

Release Number

34-50862

SEC Issue Date

Dec. 15, 2004

Federal Register Publish Date

Dec. 21, 2004

Document Citation

69 FR 76511

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the National Association of Securities Dealers, Inc. Relating to an Interpretation of Rule 3350

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the National Association of Securities Dealers, Inc. Relating to an Interpretation of Rule 3350

Resources

Details