Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Entry and Application Fees for Exchange-Listed Issuers Transferring Listings to Nasdaq

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50740

SEC Issue Date

Nov. 29, 2004

Federal Register Publish Date

Dec. 3, 2004

Document Citation

69 FR 70299

Resources

Notice Rule: SEC Issued Version (pdf 102.35 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51005

Last Reviewed or Updated: Nov. 29, 2004

Resources

Order Rule: SEC Issued Version (pdf 48.43 KB)

Order Rule: Federal Register Version

Rel. No. 34-50740

Details

Public Comments Due

Dec. 27, 2004

File Number

SR-NASD-2004-140

Rule Type

Order

Release Number

34-51004

SEC Issue Date

Jan. 10, 2005

Federal Register Publish Date

Jan. 18, 2005

Document Citation

70 FR 2917

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Entry and Application Fees for Exchange-Listed Issuers Transferring Listings to Nasdaq

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Entry and Application Fees for Exchange-Listed Issuers Transferring Listings to Nasdaq

Notice Rule (34-50740)

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