Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-51425

SEC Issue Date

March 23, 2005

Federal Register Publish Date

March 30, 2005

Document Citation

70 FR 16322

Resources

Notice Rule: SEC Issued Version (pdf 56.38 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51891

Last Reviewed or Updated: March 23, 2005

Resources

Order Rule: SEC Issued Version (pdf 40.37 KB)

Order Rule: Federal Register Version

Details

Public Comments Due

April 20, 2005

File Number

SR-NASD-2004-139

Rule Type

Order

Release Number

34-51891

SEC Issue Date

June 21, 2005

Federal Register Publish Date

June 27, 2005

Document Citation

70 FR 36982

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average

Notice Rule (34-51425)

Resources

Resources

Details