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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to the OATS Rules To Require That ECNs Capture Routed Order Identifier Information

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Sept. 17, 2004

Resources

Notice Rule: SEC Issued Version (pdf 154.17 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 14, 2004

File Number

SR-NASD-2004-137

Rule Type

Notice

Release Number

34-50409

SEC Issue Date

Sept. 17, 2004

Federal Register Publish Date

Sept. 23, 2004

Document Citation

69 FR 57113

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to the OATS Rules To Require That ECNs Capture Routed Order Identifier Information

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to the OATS Rules To Require That ECNs Capture Routed Order Identifier Information

Resources

Details