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Notice Rule

Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2810)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Sept. 9, 2004

Resources

Notice Rule: SEC Issued Version (pdf 194.3 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 7, 2004

File Number

SR-NASD-2004-136

Rule Type

Notice

Release Number

34-50335

SEC Issue Date

Sept. 9, 2004

Federal Register Publish Date

Sept. 16, 2004

Document Citation

69 FR 55855

Rules & Regulations

Enforcement & Litigation

Compliance

Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2810)

Public Comments

Resources

Details

More in this Section

Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2810)

Public Comments

Resources

Details