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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Accelerated Return Notes Linked to the Russell 2000 Index

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Nov. 23, 2004

Resources

Notice Rule: SEC Issued Version (pdf 163.96 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 21, 2004

File Number

SR-NASD-2004-132

Rule Type

Notice

Release Number

34-50724

SEC Issue Date

Nov. 23, 2004

Federal Register Publish Date

Nov. 30, 2004

Document Citation

69 FR 69655

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Accelerated Return Notes Linked to the Russell 2000 Index

Resources

Details

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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Accelerated Return Notes Linked to the Russell 2000 Index

Resources

Details