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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Sept. 24, 2004

Resources

Notice Rule: SEC Issued Version (pdf 134.87 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-NASD-2004-126

Rule Type

Notice

Release Number

34-50447

SEC Issue Date

Sept. 24, 2004

Federal Register Publish Date

Sept. 30, 2004

Document Citation

69 FR 58567

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards

Resources

Details