Notice Rule

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide an Exception From Shareholder Approval Requirements When Officers, Directors, Employees or Consultants Participate in a Discounted Private Placement

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 25, 2004

Resources

Public Comments Due

Sept. 22, 2004

File Number

SR-NASD-2004-124

Rule Type

Notice

Release Number

34-50259

SEC Issue Date

Aug. 25, 2004

Federal Register Publish Date

Sept. 1, 2004

Document Citation

69 FR 53474