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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Delete IM-2210-4(b) and Rule Series 3400 as Obsolete

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 13, 2004

Resources

Notice Rule: SEC Issued Version (pdf 94.61 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 13, 2004

File Number

SR-NASD-2004-123

Rule Type

Notice

Release Number

34-50192

SEC Issue Date

Aug. 13, 2004

Federal Register Publish Date

Aug. 19, 2004

Document Citation

69 FR 51500

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Delete IM-2210-4(b) and Rule Series 3400 as Obsolete

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Delete IM-2210-4(b) and Rule Series 3400 as Obsolete

Resources

Details