Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operative Date for the Short-Sale ACT Reporting Requirements for Certain Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 5, 2004

Resources

Notice Rule: SEC Issued Version (pdf 115.17 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 2, 2004

File Number

SR-NASD-2004-117

Rule Type

Notice

Release Number

34-50158

SEC Issue Date

Aug. 5, 2004

Federal Register Publish Date

Aug. 12, 2004

Document Citation

69 FR 49920

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operative Date for the Short-Sale ACT Reporting Requirements for Certain Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operative Date for the Short-Sale ACT Reporting Requirements for Certain Securities

Resources

Details