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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Treatment of Commodity Pool Trail Commissions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: July 22, 2004

Resources

Notice Rule: SEC Issued Version (pdf 172.32 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 20, 2004

File Number

SR-NASD-2004-108

Rule Type

Notice

Release Number

34-50065

SEC Issue Date

July 22, 2004

Federal Register Publish Date

July 30, 2004

Document Citation

69 FR 45870

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Treatment of Commodity Pool Trail Commissions

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Treatment of Commodity Pool Trail Commissions

Public Comments

Resources

Details