Order Rule

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by National Association of Securities Dealers, Inc. To Amend Rule 4350(n) and IM-4350-7 To Provide Time Frames for Foreign Issuers and Foreign Private Issuers To Disclose Certain Code of Conduct Waivers

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by National Association of Securities Dealers, Inc. To Amend Rule 4350(n) and IM-4350-7 To Provide Time Frames for Foreign Issuers and Foreign Private Issuers To Disclose Certain Code
Release Number
34-50267
SEC Issue Date
Federal Register Publish Date
Document Citation

69 FR 53478

Resources

Notice Rule: SEC Issued Version (pdf 106.52 KB)
Notice Rule: Federal Register Version
Rel. No. 34-50573

Last Reviewed or Updated: Aug. 26, 2004