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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc., To Modify the Methodology for Applying Nasdaq's Pricing Schedule to Affiliated Members

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 26, 2004

Resources

Notice Rule: SEC Issued Version (pdf 194.87 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 20, 2004

File Number

SR-NASD-2004-103

Rule Type

Notice

Release Number

34-50084

SEC Issue Date

July 26, 2004

Federal Register Publish Date

July 30, 2004

Document Citation

69 FR 45868

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc., To Modify the Methodology for Applying Nasdaq's Pricing Schedule to Affiliated Members

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc., To Modify the Methodology for Applying Nasdaq's Pricing Schedule to Affiliated Members

Resources

Details