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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Amend the Rule 9600 Series

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 27, 2004

Resources

Notice Rule: SEC Issued Version (pdf 111.66 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 24, 2004

File Number

SR-NASD-2004-100

Rule Type

Notice

Release Number

34-50099

SEC Issue Date

July 27, 2004

Federal Register Publish Date

Aug. 3, 2004

Document Citation

69 FR 46607

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Amend the Rule 9600 Series

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Amend the Rule 9600 Series

Resources

Details