Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50204

SEC Issue Date

Aug. 16, 2004

Federal Register Publish Date

Aug. 23, 2004

Document Citation

69 FR 51873

Resources

Notice Rule: SEC Issued Version (pdf 161.9 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50456

Last Reviewed or Updated: Aug. 16, 2004

Resources

Order Rule: SEC Issued Version (pdf 71.84 KB)

Order Rule: Federal Register Version

Rel. No. 34-50204

Details

Public Comments Due

Sept. 13, 2004

File Number

SR-NASD-2004-098

Rule Type

Order

Release Number

34-50456

SEC Issue Date

Sept. 27, 2004

Federal Register Publish Date

Oct. 4, 2004

Document Citation

69 FR 59285

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements

Notice Rule (34-50204)

Resources

Resources

Details