Order Rule

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. To Establish Certain Qualification Requirements for Supervisors of Research Analysts

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-49857

SEC Issue Date

June 15, 2004

Federal Register Publish Date

June 23, 2004

Document Citation

69 FR 35106

Resources

Notice Rule: SEC Issued Version (pdf 113.69 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50162

Last Reviewed or Updated: June 15, 2004

Resources

Order Rule: SEC Issued Version (pdf 60.06 KB)

Order Rule: Federal Register Version

Rel. No. 34-49857

Details

Public Comments Due

July 14, 2004

File Number

SR-NASD-2004-078

Rule Type

Order

Release Number

34-50162

SEC Issue Date

Aug. 6, 2004

Federal Register Publish Date

Aug. 16, 2004

Document Citation

69 FR 50406

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. To Establish Certain Qualification Requirements for Supervisors of Research Analysts

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. To Establish Certain Qualification Requirements for Supervisors of Research Analysts

Notice Rule (34-49857)

Resources

Resources

Details