Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Clarify and Modify Market Maker Quote Re-Entry Obligations

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50372

SEC Issue Date

Sept. 14, 2004

Federal Register Publish Date

Sept. 21, 2004

Document Citation

69 FR 56468

Resources

Notice Rule: SEC Issued Version (pdf 113.59 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50606

Last Reviewed or Updated: Sept. 14, 2004

Resources

Order Rule: SEC Issued Version (pdf 62.92 KB)

Order Rule: Federal Register Version

Rel. No. 34-50372

Details

Public Comments Due

Oct. 12, 2004

File Number

SR-NASD-2004-074

Rule Type

Order

Release Number

34-50606

SEC Issue Date

Oct. 29, 2004

Federal Register Publish Date

Nov. 5, 2004

Document Citation

69 FR 64613

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Clarify and Modify Market Maker Quote Re-Entry Obligations

Resources

Resources

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Clarify and Modify Market Maker Quote Re-Entry Obligations

Notice Rule (34-50372)

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Resources

Details