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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Change the Minimum Term for Selected Equity-Linked Debt Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: May 7, 2004

Resources

Notice Rule: SEC Issued Version (pdf 115.76 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 4, 2004

File Number

SR-NASD-2004-073

Rule Type

Notice

Release Number

34-49667

SEC Issue Date

May 7, 2004

Federal Register Publish Date

May 14, 2004

Document Citation

69 FR 26913

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Change the Minimum Term for Selected Equity-Linked Debt Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Change the Minimum Term for Selected Equity-Linked Debt Securities

Resources

Details