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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Redesignate Rules 4200A and 4350A

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: May 19, 2004

Resources

Notice Rule: SEC Issued Version (pdf 96.78 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 15, 2004

File Number

SR-NASD-2004-069

Rule Type

Notice

Release Number

34-49732

SEC Issue Date

May 19, 2004

Federal Register Publish Date

May 25, 2004

Document Citation

69 FR 29774

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Redesignate Rules 4200A and 4350A

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Redesignate Rules 4200A and 4350A

Resources

Details