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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Related to the Entry of Locking or Crossing Bids or Offers by ECNs Participating in Nasdaq's SuperMontage System

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Jan. 20, 2004

Resources

Notice Rule: SEC Issued Version (pdf 47.83 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NASD-2004-06

Rule Type

Notice

Release Number

34-49106

SEC Issue Date

Jan. 20, 2004

Federal Register Publish Date

Jan. 27, 2004

Document Citation

69 FR 3970

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Related to the Entry of Locking or Crossing Bids or Offers by ECNs Participating in Nasdaq's SuperMontage System

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Related to the Entry of Locking or Crossing Bids or Offers by ECNs Participating in Nasdaq's SuperMontage System

Public Comments

Resources

Details