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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Short-Sale ACT Reporting Requirements

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: June 8, 2004

Resources

Notice Rule: SEC Issued Version (pdf 122.91 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 8, 2004

File Number

SR-NASD-2004-056

Rule Type

Notice

Release Number

34-49833

SEC Issue Date

June 8, 2004

Federal Register Publish Date

June 17, 2004

Document Citation

69 FR 33969

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Short-Sale ACT Reporting Requirements

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Short-Sale ACT Reporting Requirements

Public Comments

Resources

Details