Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-51230

SEC Issue Date

Feb. 18, 2005

Federal Register Publish Date

Feb. 25, 2005

Document Citation

70 FR 9408

Resources

Notice Rule: SEC Issued Version (pdf 145.23 KB)

Notice Rule: Federal Register Version

Rel. No. 34-52226

View Received Comments

Last Reviewed or Updated: Feb. 18, 2005

Resources

Order Rule: SEC Issued Version (pdf 92.87 KB)

Order Rule: Federal Register Version

Rel. No. 34-51230

Details

Public Comments Due

March 18, 2005

File Number

SR-NASD-2004-045

Rule Type

Order

Release Number

34-52226

SEC Issue Date

Aug. 9, 2005

Federal Register Publish Date

Aug. 16, 2005

Document Citation

70 FR 48219

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders

Public Comments

Notice Rule (34-51230)

Resources

Resources

Details