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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify NASD Rule 4619 With Respect to Certain Excused Withdrawal Requests

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 16, 2004

Resources

Notice Rule: SEC Issued Version (pdf 138.09 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 13, 2004

File Number

SR-NASD-2004-032

Rule Type

Notice

Release Number

34-49427

SEC Issue Date

March 16, 2004

Federal Register Publish Date

March 23, 2004

Document Citation

69 FR 13606

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify NASD Rule 4619 With Respect to Certain Excused Withdrawal Requests

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify NASD Rule 4619 With Respect to Certain Excused Withdrawal Requests

Resources

Details