Order Rule

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-50611

SEC Issue Date

Oct. 29, 2004

Federal Register Publish Date

Nov. 5, 2004

Document Citation

69 FR 64609

Resources

Notice Rule: SEC Issued Version (pdf 142.1 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50883

View Received Comments

Last Reviewed or Updated: Oct. 29, 2004

Resources

Order Rule: SEC Issued Version (pdf 116.55 KB)

Order Rule: Federal Register Version

Rel. No. 34-50611

Details

Public Comments Due

Nov. 26, 2004

File Number

SR-NASD-2004-027

Rule Type

Order

Release Number

34-50883

SEC Issue Date

Dec. 20, 2004

Federal Register Publish Date

Dec. 27, 2004

Document Citation

69 FR 77286

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions

Public Comments

Notice Rule (34-50611)

Resources

Resources

Details