Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Implementation of a Web-based Arbitration Claim Notification and Filing Procedure

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-49673

SEC Issue Date

May 10, 2004

Federal Register Publish Date

May 14, 2004

Document Citation

69 FR 26910

Resources

Notice Rule: SEC Issued Version (pdf 148.77 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49876

Last Reviewed or Updated: May 10, 2004

Resources

Order Rule: SEC Issued Version (pdf 92.65 KB)

Order Rule: Federal Register Version

Rel. No. 34-49673

Details

Public Comments Due

June 4, 2004

File Number

SR-NASD-2004-016

Rule Type

Order

Release Number

34-49876

SEC Issue Date

June 16, 2004

Federal Register Publish Date

June 23, 2004

Document Citation

69 FR 35090

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Implementation of a Web-based Arbitration Claim Notification and Filing Procedure

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Implementation of a Web-based Arbitration Claim Notification and Filing Procedure

Notice Rule (34-49673)

Resources

Resources

Details