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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Extend the Pilot Period for the Regulatory Fee and the Trading Activity Fee

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: April 16, 2003

Resources

Notice Rule: SEC Issued Version (pdf 40.35 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NASD-2003-73

Rule Type

Notice

Release Number

34-47685

SEC Issue Date

April 16, 2003

Federal Register Publish Date

April 24, 2003

Document Citation

68 FR 20198

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Extend the Pilot Period for the Regulatory Fee and the Trading Activity Fee

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Extend the Pilot Period for the Regulatory Fee and the Trading Activity Fee

Public Comments

Resources

Details