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Order Rule

Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc., To Require Members To Review and Update Executive Representative Contact Information on a Quarterly Basis

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: March 29, 2004

Resources

Order Rule: SEC Issued Version (pdf 89.03 KB)

Order Rule: Federal Register Version

Details

File Number

SR-NASD-2003-184

Rule Type

Order

Release Number

34-49497

SEC Issue Date

March 29, 2004

Federal Register Publish Date

April 5, 2004

Document Citation

69 FR 17723

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc., To Require Members To Review and Update Executive Representative Contact Information on a Quarterly Basis

Public Comments

Resources

Details

More in this Section

Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc., To Require Members To Review and Update Executive Representative Contact Information on a Quarterly Basis

Public Comments

Resources

Details