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Notice Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to Rule 1120 Regarding Regulatory Element Contact Person

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 23, 2003

Resources

Notice Rule: SEC Issued Version (pdf 117.63 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NASD-2003-183

Rule Type

Notice

Release Number

34-48986

SEC Issue Date

Dec. 23, 2003

Federal Register Publish Date

Dec. 31, 2003

Document Citation

68 FR 75682

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to Rule 1120 Regarding Regulatory Element Contact Person

Public Comments

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to Rule 1120 Regarding Regulatory Element Contact Person

Public Comments

Resources

Details