Order Rule

Notice of Filing of Proposed Rule Change Relating to Chief Executive Officer and Chief Compliance Officer Certification

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Title
Notice of Designation of Longer Period for Commission Action and Extension of Comment Period on a Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Chief Executive Officer and Chief Compliance Officer Certification
Release Number
34-49129
SEC Issue Date
Federal Register Publish Date
Document Citation

69 FR 5228

Resources

Notice Rule: SEC Issued Version (pdf 85.02 KB)
Notice Rule: Federal Register Version
Rel. No. 34-50347
Rel. No. 34-50105
Rel. No. 34-48981

Last Reviewed or Updated: Dec. 23, 2003