Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Voluntary Direct Communication Between Parties and Arbitrators

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-49688

SEC Issue Date

May 12, 2004

Federal Register Publish Date

May 19, 2004

Document Citation

69 FR 28966

Resources

Notice Rule: SEC Issued Version (pdf 129.31 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49950

View Received Comments

Last Reviewed or Updated: May 12, 2004

Resources

Order Rule: SEC Issued Version (pdf 118.94 KB)

Order Rule: Federal Register Version

Rel. No. 34-49688

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-NASD-2003-163

Rule Type

Order

Release Number

34-49950

SEC Issue Date

June 30, 2004

Federal Register Publish Date

July 8, 2004

Document Citation

69 FR 41321

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Voluntary Direct Communication Between Parties and Arbitrators

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Voluntary Direct Communication Between Parties and Arbitrators

Public Comments

Notice Rule (34-49688)

Resources

Resources

Details