Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the National Association of Securities Dealers, Inc. Relating to Permanent Fee Structure for the Trade Reporting and Compliance Engine (TRACE)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-48714

SEC Issue Date

Oct. 29, 2003

Federal Register Publish Date

Nov. 4, 2003

Document Citation

68 FR 62483

Resources

Notice Rule: SEC Issued Version (pdf 71.64 KB)

Notice Rule: Federal Register Version

34-43267

View Received Comments

Last Reviewed or Updated: Oct. 29, 2003

Resources

Order Rule: SEC Issued Version (pdf 45.72 KB)

Order Rule: Federal Register Version

Rel. No. 34-48714

Details

File Number

SR-NASD-2003-157

Rule Type

Order

Release Number

34-49086

SEC Issue Date

Jan. 15, 2004

Federal Register Publish Date

Jan. 23, 2004

Document Citation

69 FR 3416

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the National Association of Securities Dealers, Inc. Relating to Permanent Fee Structure for the Trade Reporting and Compliance Engine (TRACE)

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the National Association of Securities Dealers, Inc. Relating to Permanent Fee Structure for the Trade Reporting and Compliance Engine (TRACE)

Public Comments

Notice Rule (34-48714)

Resources

Resources

Details