Order Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Establish a New "Auto-Ex" Order in Nasdaq's SuperMontage System

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-48675

SEC Issue Date

Oct. 21, 2003

Federal Register Publish Date

Oct. 28, 2003

Document Citation

68 FR 61528

Resources

Notice Rule: SEC Issued Version (pdf 54.19 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49020

View Received Comments

Last Reviewed or Updated: Oct. 21, 2003

Resources

Order Rule: SEC Issued Version (pdf 43.96 KB)

Order Rule: Federal Register Version

Rel. No. 34-48675

Details

File Number

SR-NASD-2003-143

Rule Type

Order

Release Number

34-49020

SEC Issue Date

Jan. 5, 2004

Federal Register Publish Date

Jan. 12, 2004

Document Citation

69 FR 1769

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Establish a New "Auto-Ex" Order in Nasdaq's SuperMontage System

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Establish a New "Auto-Ex" Order in Nasdaq's SuperMontage System

Public Comments

Notice Rule (34-48675)

Resources

Resources

Details