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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Changes to the Territorial Boundaries of Certain NASD District Offices

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Sept. 12, 2003

Resources

Notice Rule: SEC Issued Version (pdf 117.85 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NASD-2003-138

Rule Type

Notice

Release Number

34-48488

SEC Issue Date

Sept. 12, 2003

Federal Register Publish Date

Sept. 18, 2003

Document Citation

68 FR 54762

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Changes to the Territorial Boundaries of Certain NASD District Offices

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Changes to the Territorial Boundaries of Certain NASD District Offices

Resources

Details