Notice Rule

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

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Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-10, on Investor and Municipal Advisory Client Education and Protection,
Release Number
34-93261
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 56741

Resources

Notice Rule: SEC Issued Version (pdf 381.46 KB)
Notice Rule: Federal Register Version
Exhibit 4
Exhibit 5

Last Reviewed or Updated: Aug. 16, 2021